Estate Evaluation

CUSIP

Symbol

Description

Coupon

Maturity

Shares/Par

Security Value

Position Value

Accrued Int

59259RS54

59259RS5

METROPOLITAN TRANSN AUTH

4.75

11/15/2031

25,000

$ 106.51100

$ 26,627.75

$ 577.26

64972FHV1

64972FHV

NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS

4.75

6/15/2030

35,000

$ 108.42500

$ 37,948.75

$ 669.62

64982PGE6

64982PGE

NEW YORK ST DORM AUTH LEASE REV

4.75

1/15/2029

15,000

$ 100.32200

$ 15,048.30

$ 227.60

649903H61

649903H6

NEW YORK ST DORM AUTH REVS

4.75

1/15/2030

40,000

$ 107.31800

$ 42,927.20

$ 606.94

649903DW8

649903DW

NEW YORK ST DORM AUTH REVS

4.75

2/15/2037

30,000

$ 102.63600

$ 30,790.80

$ 336.46

44420PAB0

44420PAB

HUDSON YDS INFRASTRUCTURE CORP NY REV

5.00

2/15/2047

25,000

$ 105.41700

$ 26,354.25

$ 295.14

542690B27

542690B2

LONG ISLAND PWR AUTH NY ELEC SYS REV, REV BDS

5.00

12/1/2021

15,000

$ 108.02100

$ 16,203.15

$ 331.25

59259YPK9

59259YPK

METROPOLITAN TRANSN AUTH NY REV

5.00

11/15/2031

40,000

$ 114.97900

$ 45,991.60

$ 972.22

59259YZQ5

59259YZQ

METROPOLITAN TRANSN AUTH NY REV

5.00

11/15/2027

35,000

$ 113.17300

$ 39,610.55

$ 850.69

59259RUW2

59259RUW

METROPOLITAN TRANSN AUTH NY REV

5.00

11/15/2033

30,000

$ 103.94000

$ 31,182.00

$ 729.17

64966KFK4

64966KFK

NEW YORK N Y, GO BDS

5.00

8/1/2028

30,000

$ 116.11900

$ 34,835.70

$ 412.50

64970K4U8

64970K4U

NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV

5.00

6/15/2039

25,000

$ 102.57000

$ 25,642.50

$ 503.47

64971Q6Q1

64971Q6Q

NEW YORK NY CITY TRANSITIONAL FIN AUTH REV

5.00

5/1/2034

30,000

$ 113.80900

$ 34,142.70

$ 37.50

64971Q8J5

64971Q8J

NEW YORK NY CITY TRANSITIONAL FIN AUTH REV

5.00

11/1/2038

25,000

$ 113.43000

$ 28,357.50

$ 31.25

64990HVD9

64990HVD

NEW YORK ST DORM AUTH REVS ST SUPPORTED DEBT, REV BDS

5.00

2/15/2030

20,000

$ 101.22500

$ 20,245.00

$ 236.11

64990HVG2

64990HVG

NEW YORK ST DORM AUTH REVS ST SUPPORTED DEBT, REV BDS

5.00

2/15/2030

5,000

$ 101.11100

$ 5,055.55

$ 59.03

745190MS4

745190MS

PUERTO RICO CMNWLTH HWY & TRANSN AUTH TRANSN REV

5.00

7/1/2028

15,000

$ 55.06400

$ 8,259.60

$ 268.75

898526DA3

898526DA

TSASC INC N Y, TOBACCO SETTLEMENT BDS

5.13

7/1/2042

150,000

$ 79.99900

$ 119,998.50

$ 3,395.31

531127AC2

531127AC

LIBERTY NY DEV CORP REV, REV BDS

5.25

10/1/2035

30,000

$ 117.73400

$ 35,320.20

$ 170.63

64966EXP7

64966EXP

NEW YORK N Y, GENL OBLIG BDS

5.50

11/15/2037

5,000

$ 100.30200

$ 5,015.10

$ 133.68

64983Q7P8

64983Q7P

NEW YORK ST DORM AUTH REVS, REV BDS

5.50

2/15/2030

30,000

$ 110.47700

$ 33,143.10

$ 389.58

745220FR9

745220FR

PUERTO RICO CMNWLTH INFRASTRUCTURE FING AUTH

5.50

7/1/2026

35,000

$ 98.05900

$ 34,320.65

$ 689.79

64971CF41

64971CF4

NEW YORK NY CITY INDL DEV AGY CIVIC FAC REV

5.70

6/15/2027

20,000

$ 87.00000

$ 17,400.00

$ 459.17

78490FJJ9

US78490FJJ93

SLM CORPORATION

6.00

3/15/2029

30,000

$ 83.47800

$ 25,043.40

$ 125.00

07387EFP7

US07387EFP79

JPMORGAN CHASE & CO.

6.13

7/15/2029

18,000

$ 96.04200

$ 17,287.56

$ 352.19

88256CEX3

88256CEX

TEXAS MUN GAS ACQUISITION & SUPPLY CORP I GAS SUPPLY REV

6.25

12/15/2026

30,000

$ 123.23400

$ 36,970.20

$ 755.21

812404AX9

SRB27

SEARS ROEBUCK ACCEPTANCE CORP.

7.50

10/15/2027

15,000

$ 61.25000

$ 9,187.50

$ 78.13

345370BM1

FMCO43

FORD MOTOR COMPANY

7.75

6/15/2043

30,000

$ 130.17500

$ 39,052.50

$ 936.46

530715AJ0

US530715AJ01

LIBERTY MEDIA CORPORATION

8.25

2/1/2030

25,000

$ 109.37500

$ 27,343.75

$ 567.19

060505617

BML.PRI

BANK OF AMERICA CORPORATION PFD 1/1200SER3

815

$ 139.21500

$ 113,460.23

05541T101

BGCP

BGC PARTNERS INCORPORATED CLASS A

6,500

$ 8.51500

$ 55,347.50

231631102

SRV

CUSHING MLP TOTAL RETURN FD COM SHS

14,005

$ 8.30500

$ 116,311.53

25153Y206

DTT

DEUTSCHE BANK CAPITAL FUNDING RUST IX PFD 6.625% GTD

2,000

$ 25.72000

$ 51,440.00

27827Y109

ENX

EATON VANCE NEW YORK MUN BD FD

1,000

$ 12.43500

$ 12,435.00

353612641

FCSZX

FRANKLIN CONVERTIBLE SECURITIES FUND ADVISOR CLASS N/L

727

$ 18.84000

$ 13,693.48

362397101

GAB

GABELLI EQUITY TR INCORPORATED

2,700

$ 6.78000

$ 18,306.00

41902R103

HTS

HATTERAS FINL CORPORATION REIT

1,090

$ 18.97000

$ 20,677.30

46131T101

VTN

INVESCO TR INVT GRADE NY MUNS

1,300

$ 13.47000

$ 17,511.00

464288513

HYG

ISHARES IBOXX HI YD ETF

165

$ 92.35500

$ 15,238.58

464288539

REM

ISHARES MRG RL ES CP ETF

1,455

$ 12.40500

$ 18,049.28

536020100

LINE

LINN ENERGY LLC UNIT LTD LIAB

780

$ 24.05500

$ 18,762.90

586048100

MEMP

MEMORIAL PRODTN PARTNERS LP COM U REP LTD

1,400

$ 17.46500

$ 24,451.00

59156R603

MET.PRB

METLIFE INCORPORATED. PFD B 6.50

1,000

$ 25.90500

$ 25,905.00

66401P100

NTLNF

NORTHCORE TECH INCORPORATED

187

$ 0.00300

$ 0.56

67090N109

JGT

NUVEEN DIVER CURRENCY OPPOR FD

2,200

$ 10.75500

$ 23,661.00

683957708

OPIYX

OPPENHEIMER ROCHESTER LIMITED TERM MUNICIPAL FD CL Y N/L

0

$ 14.28000

$ 2.26

73936T565

PGX

POWERSHARES GLOBAL ETF AGGREGATE PFD PORTOLIO

1,900

$ 14.67000

$ 27,873.00

780097747

RBS.PRR

ROYAL BANK OF SCOTLAND 6.125% NON- CUM PERPET PREF

1,000

$ 24.19500

$ 24,195.00

780097754

RBS.PRQ

ROYAL BANK OF SCOTLAND PLC 6.75% SER Q NON-CUM PERPET PREF SHARES

1,000

$ 25.31700

$ 25,317.00

780915104

RMT

ROYCE MICRO-CAP TR INCORPORATED

3,000

$ 12.13500

$ 36,405.00

Total Security Balance

$ 1,528,347.95

Total Cash Balance

$ 405.36

Totals

$ 1,528,753.31

$ 15,197.29